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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRIAN ANTHONY MARCHIORI

Advisor at LPL FINANCIAL LLC

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:6138aa34-d15d-bfcb-e712-389dd6f8d8c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 11, 1999
First registration: Jun 21, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3197424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 6, 2018	n/a	yes	SAN ANTONIO, TX\|SAN ANTONIO, TX	Current employment
SWBC INVESTMENT COMPANY	Independent wealth	Feb 23, 2010	Aug 7, 2018	no	SAN ANTONIO, TX	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Jun 1, 2009	Mar 3, 2010	no	BOERNE, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 8, 2008	Jun 1, 2009	no	SAN ANTONIO, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 21, 2006	Apr 11, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SWBC INVESTMENT COMPANY	LPL FINANCIAL LLC	Aug 7, 2018	Aug 6, 2018	-1	Firm change	RIA to RIA
ADVISORS ASSET MANAGEMENT, INC.	SWBC INVESTMENT COMPANY	Mar 3, 2010	Feb 23, 2010	-8	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ADVISORS ASSET MANAGEMENT, INC.	Jun 1, 2009	Jun 1, 2009	0	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 11, 2008	Apr 8, 2008	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140994:6413:TX:2018-08-07	Aug 7, 2018	Aug 6, 2018	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 6, 2018 to presentfactForm ADV
→ SWBC INVESTMENT COMPANYRegistered adviserregistration: previous registration
Feb 23, 2010 to Aug 7, 2018factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 1, 2009 to Mar 3, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 8, 2008 to Jun 1, 2009factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 21, 2006 to Apr 11, 2008factForm ADV

Dated events

No dated event names this entity yet.