This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 11, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 13, 2021

First registration

Jul 11, 2002

Dual registered

yes, broker-dealer

Other names

NICK MCSHANE BRENGMAN|NICHOLAS M BRENGMAN|NICK BRENGMAN

IAPD individual key

6804587

• Occurred

  Mar 15, 2026
  Advisor changed firm

  Nick Brengman left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2021-03-15)

  Form ADVobserved 5 days ago
• Occurred

  Apr 25, 2022
  Advisor changed firm

  Nick Brengman left Wells Fargo Advisors for Charles Schwab & Co., Inc. (registered 2026-04-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:61399b5e-b9ab-c671-d88e-e0932f155ed0

First observed

Jul 11, 2002

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.