DFX Intelligence

L•••• A•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

L•••• A•• C•••••••

Advisor at E•••••• A••••••• G••••• L••

Chamblee, GA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:61438416-b724-c506-428f-c3d156766d81

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 6, 2017	n/a	yes	GREENWOOD VILLAGE, CO\|Chamblee, GA	Current employment
J••• M••••• I••••••••• I•••••••••	Former SEC adviser	Mar 8, 2011	Sep 3, 2014	no	ATLANTA, GA\|OVERLAND PARK, KS\|ATLANTA, GA\|ENGLEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• I••••••••• I•••••••••	E•••••• A••••••• G••••• L••	Sep 3, 2014	Apr 6, 2017	946	Firm change after gap	Other
E•••••• C•••••• M••••••••• L••	J••• M••••• I••••••••• I•••••••••	Feb 16, 2011	Mar 8, 2011

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 6, 2017 to presentfactForm ADV
→ J••• M••••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Mar 8, 2011 to Sep 3, 2014factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2010 to Feb 16, 2011factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61438416-b724-c506-428f-c3d156766d81
First observed: Jul 22, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.