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Advisor at VOYA FINANCIAL ADVISORS, INC.
INDEPENDENCE, OH | Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2011 | n/a | yes | Columbus, OH|INDEPENDENCE, OH | Current employment |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 19, 2008 | Jan 3, 2011 | no | INDEPENDENCE, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 24, 2004 | Nov 12, 2008 | no | Westlake, OH|INDEPENDENCE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL PARTNERS, LLC | VOYA FINANCIAL ADVISORS, INC. | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | VOYA FINANCIAL PARTNERS, LLC | Nov 12, 2008 | Nov 19, 2008 | 7 | Firm change | Other |