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A•••••• G••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

A•••••• G••• G•••

Advisor at E•••••••• A•••• M••••••••• L••

WELLESLEY, MA | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:6158e946-a514-5b3e-7903-0a5c24018ef4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 27, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••• M••••••••• L••	Independent wealth	Feb 3, 2025	n/a	yes	MINNEAPOLIS, MN\|WELLESLEY, MA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 27, 2021	Feb 4, 2025	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••••• A•••• M••••••••• L••	Feb 4, 2025	Feb 3, 2025	-1	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ E•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 27, 2021 to Feb 4, 2025factForm ADV

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
A•••••• G••• G••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••••• A•••• M••••••••• L•• (registered 2025-02-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6158e946-a514-5b3e-7903-0a5c24018ef4
First observed: May 27, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.