DFX Intelligence

D•••••• S•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••••• S•••••• B•••••

Advisor at G••••••• I••••••••• L••

ARDEN HILLS, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 14, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• I••••••••• L••	Independent wealth	Mar 3, 2025	n/a	yes	ARDEN HILLS, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 13, 2024	Dec 23, 2024	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	G••••••• I••••••••• L••	Dec 23, 2024	Mar 3, 2025	70	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	T••••••• I••••••••• M••••••••• I•••	Oct 22, 2024	Nov 13, 2024

Relationships

Registered with (6)

→ G••••••• I••••••••• L••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2024 to Dec 23, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 13, 2024 to Oct 22, 2024factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
23 Dec 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 14, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.