DFX Intelligence

M•••••• J•• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• J•• E••••••

Advisor at C•••••• A••••••• L••

Chicago, IL

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Search this name across graphsid dfx:ria:615f0b57-d9da-f28d-3d9f-1232d8f92c28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• L••	Asset manager	Mar 21, 2024	n/a	yes	Chicago, IL	Current employment
I•••••• A•••••••• I•••	Asset manager	Aug 8, 2016	Mar 5, 2024	no	DOWNERS GROVE, IL\|Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	C•••••• A••••••• L••	Mar 5, 2024	Mar 21, 2024	16	Firm change	Other
N••••••••• M••••• I••••••••• S•••••••••	I•••••• A•••••••• I•••	Jul 20, 2016	Aug 8, 2016

Relationships

Registered with (3)

→ C•••••• A••••••• L••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2016 to Mar 5, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 15, 2016 to Jul 20, 2016factForm ADV

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
M•••••• J•• E•••••• left I•••••• A•••••••• I••• for C•••••• A••••••• L•• (registered 2024-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:615f0b57-d9da-f28d-3d9f-1232d8f92c28
First observed: Mar 15, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.