DFX Intelligence

J•••• P•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••• P•••• B••••••

Advisor at J••• M••••• S••••••••• L••

El Segundo, CA

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Search this name across graphsid dfx:ria:6161be5d-401a-b120-a9b3-9485b0f92636

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Apr 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 8, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 6, 2026	n/a	yes	El Segundo, CA	Current employment
J•••••••• I••••••••• A••••••• L••	Mixed wealth	May 24, 2023	Aug 12, 2026	no	NEW YORK, NY\|Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••••• I••••••••• A••••••• L••	J••• M••••• S••••••••• L••	Aug 12, 2026	Aug 6, 2026	-6	Firm change	RIA to wirehouse
L••••••• A•••• M••••••••• L••	J•••••••• I••••••••• A••••••• L••	Aug 14, 2023	May 24, 2023

Relationships

Registered with (8)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 24, 2023 to Aug 12, 2026factForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 10, 2023 to Aug 14, 2023factForm ADV
→ R•• S••••••••• I•••

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6161be5d-401a-b120-a9b3-9485b0f92636
First observed: Apr 19, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.