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RIA / WealthAdvisorCertified Financial Planner18 years in industry

STEVEN MICHAEL MATHEWS

Advisor at MAI CAPITAL MANAGEMENT, LLC

CLEVELAND, OH | Spring Hill, TN

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Search this name across graphsid dfx:ria:616b4a8c-a2d3-b82d-3424-61a09e9b6839

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 7, 2008
First registration: Jun 6, 2011
Dual registered: no
Other names: STEVE MATHEWS|STEVEN MATHEWS
IAPD individual key: 5489469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 3, 2024	n/a	yes	Spring Hill, TN\|CLEVELAND, OH	Current employment
BOLAN CAPITAL MANAGEMENT, LLC	Former SEC adviser	Feb 25, 2019	Oct 4, 2024	no	CINCINNATI, OH\|Spring Hill, TN	Previous registration
AUGUSTA CAPITAL MANAGEMENT LLC	n/a	Jan 2, 2015	Sep 1, 2015	no	CINCINNATI, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 19, 2014	Jan 20, 2015	no	CINCINNATI, OH\|EATON, OH\|MIDDLETOWN, OH\|MONROE, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 6, 2011	Feb 18, 2014	no	CINCINNATI, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 6, 2011	Feb 18, 2014	no	Cincinnati, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOLAN CAPITAL MANAGEMENT, LLC	MAI CAPITAL MANAGEMENT, LLC	Oct 4, 2024	Oct 3, 2024	-1	Firm change	RIA to RIA
AUGUSTA CAPITAL MANAGEMENT LLC	BOLAN CAPITAL MANAGEMENT, LLC	Sep 1, 2015	Feb 25, 2019	1,273	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	AUGUSTA CAPITAL MANAGEMENT LLC	Jan 20, 2015	Jan 2, 2015	-18	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 18, 2014	Jun 6, 2011	-988	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIFTH THIRD SECURITIES, INC.	Feb 18, 2014	Feb 19, 2014	1	Firm change	Other

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ BOLAN CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 25, 2019 to Oct 4, 2024factForm ADV
→ AUGUSTA CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 2, 2015 to Sep 1, 2015factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 19, 2014 to Jan 20, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 6, 2011 to Feb 18, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 6, 2011 to Feb 18, 2014factForm ADV

Dated events

Occurred
Oct 4, 2024
Advisor changed firm
Steven Michael Mathews left Bolan Capital Management, Llc for Mai Capital Management, Llc (registered 2024-10-03)
Form ADVobserved 5 days ago