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B••••• K•• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••••• K•• R•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Lone Tree, CO

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Search this name across graphsid dfx:ria:61819274-24aa-7196-9bae-37145d1954e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	Lone Tree, CO	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Aug 11, 2022	Jul 15, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 15, 2026	Jul 9, 2026	-6	Firm change	Ibd to ibd
C••••••••• F•••••••• N••••••	K••••• A•••••••• I•••	Jul 6, 2022

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2022 to Jul 15, 2026factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 17, 2017 to Jul 6, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
B••••• K•• R••••••• left K••••• A•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-07-09)
Form ADVobserved 7 days ago
Occurred
Jul 6, 2022
Advisor changed firm
B••••• K•• R••••••• left C••••••••• F•••••••• N•••••• for K••••• A•••••••• I••• (registered 2022-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61819274-24aa-7196-9bae-37145d1954e6
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.