DFX Intelligence

C•••••• J••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••••• J••••• D•••

Advisor at A••• A••••••• P•••••••

Chesterfield, MO | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 7, 2025	n/a	yes	NEW YORK, NY\|Chesterfield, MO	Current employment
S••••• W••••• S•••••••••	Former SEC adviser	Jan 8, 2016	Dec 26, 2025	no	Chesterfield, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• S•••••••••	A••• A••••••• P•••••••	Dec 26, 2025	Aug 7, 2025	-141	Firm change after gap	RIA to RIA
E•••••••• A•••••••• L••	S••••• W••••• S•••••••••	Dec 24, 2015	Jan 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282502:133535:MO:2025-12-26	Dec 26, 2025	Aug 7, 2025	CHESTERFIELD, MO	Firm change after gap

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ S••••• W••••• S•••••••••Registered adviserregistration: previous registration
Jan 8, 2016 to Dec 26, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 13, 2012 to Dec 24, 2015factForm ADV

Dated events

Occurred
Dec 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 13, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.