RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J••••• D•••
- A••• A••••••• P••••••• BD affiliated currentsince Aug 7, 2025 · New York, Ny
- S••••• W••••• S••••••••• formerJan 8, 2016 to Dec 26, 2025 · Chesterfield, Mo
- E•••••••• A•••••••• L•• national BDNov 13, 2012 to Dec 24, 2015 · Chesterfield, Mo
- S••••• W••••• S••••••••• to A••• A••••••• P•••••••left Dec 26, 2025, registered Aug 7, 2025 (-141 days) · RIA to RIA · moved with a team
- E•••••••• A•••••••• L•• to S••••• W••••• S•••••••••left Dec 24, 2015, registered Jan 8, 2016 (15 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• J••••• D••• left S••••• W••••• S••••••••• for A••• A••••••• P••••••• (registered 2025-08-07)Dec 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address