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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

BRAESWOOD CARBON MANAGEMENT, LLC

CRD 311686

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618e00aa-538e-633b-5da2-62b412d4cfc0

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2024 to Jul 8, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $387MItem 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $387M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $387M
SEC number: 801-130822
CRD: 311686
Filings on the tape: 5
First filed: Jun 28, 2024
Latest filed: Jul 8, 2026
Organised: Limited Liability Company, CA
Website: braeswoodcarbon.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BRAESWOOD CARBON PARTNERS, LP	Hedge Fund	$127M	Jun 28, 2024	50	Jun 28, 2024	reported	021-380962
BRAESWOOD CLIMATE PARTNERS, LP	Hedge Fund	$58.8M	Jun 28, 2024	7	Jun 28, 2024	reported	021-380962

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Yan, Henry	MANAGING MEMBER & CCO	E	yes	08/2020	Jun 28, 2024	Jun 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRAESWOOD CARBON PARTNERS GP, LLC	n/a	n/a	n/a	Y	yes	n/a
BRAESWOOD CLIMATE PARTNERS GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$387M	$387M	4	3	0	2	n/a
2024	Feb 28, 2025	$288M	$288M	3	3	0	2	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$387M	$288M	34.5%	n/a	n/a	4	3	0	0

Relationships

Advises (2)

→ BRAESWOOD CLIMATE PARTNERS, LPPrivate fundHedge Fund, IA
Jun 28, 2024 to presentfactForm ADV
→ BRAESWOOD CARBON PARTNERS, LPPrivate fundHedge Fund, IA
Jun 28, 2024 to presentfactForm ADV

Controls (1)

← Yan, HenryOwnerMANAGING MEMBER & CCO, ownership code E, individual
Jun 28, 2024 to Jun 28, 2024factForm ADV

Dated events

Occurred
Feb 28, 2025
Regulatory AUM changed
Braeswood Carbon Management, Llc reported RAUM $288.0M, up 55% from $185.9M (2024-06-28 to 2025-02-28)
Form ADVobserved 5 days ago
$102M
Occurred
Jun 28, 2024
First Form ADV filing
Braeswood Carbon Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:618e00aa-538e-633b-5da2-62b412d4cfc0
First observed: Jun 28, 2024
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAESWOOD CARBON MANAGEMENT, LLC

CRD 311686

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618e00aa-538e-633b-5da2-62b412d4cfc0

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BRAESWOOD CARBON PARTNERS, LP

Hedge Fund

$127M

Jun 28, 2024

reported

021-380962

BRAESWOOD CLIMATE PARTNERS, LP

Hedge Fund

$58.8M

Jun 28, 2024

reported

021-380962

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Yan, Henry

MANAGING MEMBER & CCO

yes

08/2020

Jun 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRAESWOOD CARBON PARTNERS GP, LLC

n/a

yes

n/a

BRAESWOOD CLIMATE PARTNERS GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$387M

n/a

2024

Feb 28, 2025

$288M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$387M

$288M

34.5%

n/a