DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••• C••••• M••••••••• L••
Latest filing Jul 8, 2026
First filing on the tape Jun 28, 2024 · 5 filings
SEC status approved since Aug 2, 2024
RAUM
$387M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$387M as of Jul 8, 2026
Feb 28, 2025$288M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 8, 2026
Feb 28, 20250 then
Employees (5.A)4 as of Jul 8, 2026
Feb 28, 20253 then
Private funds2 as of Jul 8, 2026
Feb 28, 20252 then
RAUM +34% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $387M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$387M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $387M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C••••• P•••••••• L• | Hedge Fund | $127M | 50 | Jun 28, 2024 |
| B•••••••• C•••••• P•••••••• L• | Hedge Fund | $58.8M | 7 | Jun 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Y••• H•••• · Managing Member & Ccocontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
- B•••••••• C••••• P••••••• G•• L••bankpooled vehicle sponsory
- B•••••••• C•••••• P••••••• G•• L••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $288M to $387MFeb 28, 2025 to Mar 17, 2026
- Employees · 3 to 4Feb 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $288M to $387MFeb 28, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $288M to $387MFeb 28, 2025 to Mar 17, 2026
- RAUM · $288M to $387MFeb 28, 2025 to Mar 17, 2026
- Assets in custody · $186M to $288MJun 28, 2024 to Feb 28, 2025
- Financial planning clients · 0 to 0Jun 28, 2024 to Feb 28, 2025
- Discretionary RAUM · $186M to $288MJun 28, 2024 to Feb 28, 2025
- Pooled vehicle RAUM · $186M to $288MJun 28, 2024 to Feb 28, 2025
- RAUM · $186M to $288MJun 28, 2024 to Feb 28, 2025
Signals
2 dated events
- B•••••••• C••••• M••••••••• L•• reported RAUM $288.0M, up 55% from $185.9M (2024-06-28 to 2025-02-28)Feb 28, 2025 · RAUM change · derived
- B•••••••• C••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/75659509reportedpublic record, Form ADV, Sep 19, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-325-2523reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026