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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

BARRY SHIELDS HATCHER

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:619c5307-40ee-0311-585a-48fa5a3324ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 4, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 1, 1990
First registration: Dec 4, 1990
Dual registered: yes, broker-dealer
Other names: BARRY S. HATCHER|BARRY HATCHER|BARRY SHIELDS HATCHER
IAPD individual key: 2086126

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2022	n/a	yes	ALBUQUERQUE, NM\|SAN DIEGO, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 19, 2016	Oct 11, 2022	no	ALBUQUERQUE, NM	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 10, 2009	Aug 25, 2016	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 4, 1990	Aug 26, 2008	no	ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Oct 11, 2022	Oct 11, 2022	0	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Aug 25, 2016	Aug 19, 2016	-6	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Aug 26, 2008	Dec 10, 2009	471	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 19, 2016 to Oct 11, 2022factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 10, 2009 to Aug 25, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 4, 1990 to Aug 26, 2008factForm ADV

Dated events

Occurred
Oct 11, 2022
Advisor changed firm
Barry Shields Hatcher left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2022-10-11)
Form ADVobserved 6 days ago