DFX Intelligence

M•••••• S• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M•••••• S• K•••••

Advisor at A• W••••• M••••••••• L••

Denver, CO

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Search this name across graphsid dfx:ria:61a4be84-afd4-11e1-4cac-828391f89d0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Jun 7, 2017	n/a	yes	Denver, CO	Current employment
T•• W••••• P•••••••	Independent wealth	Jan 20, 2015	Jul 5, 2017	no	DENVER, CO\|MAUMEE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• P•••••••	A• W••••• M••••••••• L••	Jul 5, 2017	Jun 7, 2017	-28	Firm change	Other
B••••••••• W••••• A•••••••• L••	T•• W••••• P•••••••	Mar 25, 2015	Jan 20, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
137658:124407:CO:2015-03-25	Mar 25, 2015	Jan 20, 2015	DENVER, CO	Firm change after gap

Relationships

Registered with (5)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 7, 2017 to presentfactForm ADV
→ T•• W••••• P•••••••Registered adviserregistration: previous registration
Jan 20, 2015 to Jul 5, 2017factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2014 to Mar 25, 2015factForm ADV
→ A•••••••• C•••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61a4be84-afd4-11e1-4cac-828391f89d0b
First observed: May 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.