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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

WAYNE CONWAY EWAN

Advisor at CAPITAL CLIENT GROUP, INC.

Marietta, GA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:61a4c5d7-0c4d-7099-c18c-22784b25c0ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 16, 2000
First registration: Oct 11, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 3252902

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jan 27, 2025	n/a	yes	Marietta, GA\|LOS ANGELES, CA	Current employment
T. ROWE PRICE ASSOCIATES, INC.	Asset manager	Mar 16, 2021	Jan 23, 2025	no	Marietta, GA	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 27, 2017	Mar 18, 2021	no	Marietta, GA	Previous registration
EDWARD JONES	National bd RIA	Oct 11, 2010	May 2, 2013	no	ST LOUIS, MO\|BROOKLYN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T. ROWE PRICE ASSOCIATES, INC.	CAPITAL CLIENT GROUP, INC.	Jan 23, 2025	Jan 27, 2025	4	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	T. ROWE PRICE ASSOCIATES, INC.	Mar 18, 2021	Mar 16, 2021	-2	Firm change	Other
EDWARD JONES	T. ROWE PRICE ADVISORY SERVICES, INC.	May 2, 2013	Sep 27, 2017	1,609	Firm change after gap	Other

Relationships

Registered with (4)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserregistration: previous registration
Mar 16, 2021 to Jan 23, 2025factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2017 to Mar 18, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 11, 2010 to May 2, 2013factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Wayne Conway Ewan left T. Rowe Price Associates, Inc. for Capital Client Group, Inc. (registered 2025-01-27)
Form ADVobserved 6 days ago