DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wayne Conway Ewan
Feed of 09/14/2026
At current firm
1 y
since Jan 27, 2025
In the industry
25 y
since Oct 16, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Client Group, Inc. no RAUM currentsince Jan 27, 2025 · Marietta, Ga
- T. Rowe Price Associates, Inc. asset managerMar 16, 2021 to Jan 23, 2025 · Marietta, Ga
- T. Rowe Price Advisory Services, Inc. BD affiliatedSep 27, 2017 to Mar 18, 2021 · Marietta, Ga
- Edward Jones national BDOct 11, 2010 to May 2, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T. Rowe Price Associates, Inc. to Capital Client Group, Inc.left Jan 23, 2025, registered Jan 27, 2025 (4 days) · Other
- T. Rowe Price Advisory Services, Inc. to T. Rowe Price Associates, Inc.left Mar 18, 2021, registered Mar 16, 2021 (-2 days) · Other
- Edward Jones to T. Rowe Price Advisory Services, Inc.left May 2, 2013, registered Sep 27, 2017 (1609 days) · Other
Signals
- Wayne Conway Ewan left T. Rowe Price Associates, Inc. for Capital Client Group, Inc. (registered 2025-01-27)Jan 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address