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C••••••••• C••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••••••• C••••••• T•••••

Advisor at B••• W••••• S••••••••• L••

DENVER, CO | Honolulu, HI

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Search this name across graphsid dfx:ria:61c415c3-e831-c24e-322f-18a7b86338ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• S••••••••• L••	Independent wealth	Sep 1, 2026	n/a	yes	DENVER, CO\|Honolulu, HI	Current employment
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	May 26, 2016	Jul 6, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• A••••••• S•••••••	B••• W••••• S••••••••• L••	Jul 6, 2026	Sep 1, 2026	57	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ B••• W••••• S••••••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 26, 2016 to Jul 6, 2026factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
C••••••••• C••••••• T••••• left F•••• C•••••• A••••••• S••••••• for B••• W••••• S••••••••• L•• (registered 2026-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61c415c3-e831-c24e-322f-18a7b86338ae
First observed: May 26, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.