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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BUCK WEALTH STRATEGIES, LLC

CRD 322138

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b2add48-7321-df53-0e0d-780baba301bc

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 68
Dated events: 21
On other graphs: 0
Observed: Jun 12, 2022 to Jul 7, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.54 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=42.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $886MderivedItem 5.D individuals plus high net worth individuals
Private client share: 54%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 48
RAUM per advisor: $34.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 102
Advisory employees: 39
Offices: 15Schedule D 1.F, beyond the principal office
Accounts: 5,193
Individual clients: 2,578
High net worth clients: 156
Custody, client assets: $106M
SEC number: 801-126075
CRD: 322138
Filings on the tape: 30
First filed: Jun 12, 2022
Latest filed: Jul 7, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 49

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Alvin Masanori Abe	n/a	DENVER, CO \| HONOLULU, HI	4	42	3	yes
John Ingraham	n/a	Shallotte, NC	4	22	1	no
Arthur Austin	n/a	DENVER, CO \| Kahului, HI	4	13	1	yes
Robert Y Lee	n/a	DENVER, CO	4	34	2	yes
Evan Cutler	n/a	SHALLOTTE, NC \| DENVER, CO	4	18	n/a	no
Jeffrey David Buck	n/a	Honolulu, HI \| DENVER, CO	4	22	3	yes
JAKE SOO YONG	n/a	HONOLULU, HI \| DENVER, CO	4	10	1	yes
Claudia Elizabeth Moreno	n/a	KAPOLEI, HI \| DENVER, CO	3	11	5	yes
Lynn Strawn Berlenbach	n/a	HONOLULU, HI \| DENVER, CO	3	13	n/a	no
Brandi-Ayn Sachiko Kamano	n/a	HONOLULU, HI \| DENVER, CO	3	11	2	yes
SCOTT MICHAEL TUSA	n/a	HONOLULU, HI \| DENVER, CO	3	17	2	yes
Russell Whitehead	n/a	DENVER, CO	3	10	3	yes
Kaila Jean Woo	n/a	HONOLULU, HI \| DENVER, CO	3	11	1	no
Katie Christine Buck	n/a	DENVER, CO \| Honolulu, HI	2	22	3	yes
Terry Brent Bunn	n/a	Leland, NC \| DENVER, CO	2	11	2	yes
Lynn Blair Thurgood	n/a	Rio Rancho, NM \| DENVER, CO	2	30	3	no
Brandon Alexander Thurgood	n/a	DENVER, CO \| Rio Rancho, NM	2	11	3	no
Kyrie Elizabeth Greathouse	n/a	Rio Rancho, NM \| DENVER, CO	2	11	2	no
Michael Hou	n/a	DENVER, CO	2	11	n/a	yes
Keith Brand	Certified Financial Planner	DENVER, CO	2	27	4	yes
Ashley C Robinson	n/a	LAKEWOOD, CO \| DENVER, CO	1	20	6	yes
Daniel Werts	n/a	DENVER, CO	1	10	2	yes
Michael Jay Sato	n/a	DENVER, CO \| HONOLULU, HI	1	11	4	yes
Jacob Myers	n/a	DENVER, CO	1	13	n/a	yes
DANIEL THYFAULT	n/a	DENVER, CO	1	11	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCK ENTERPRISES, INC.	MANAGING MEMBER	E	yes	06/2022	Jul 7, 2026	Jul 7, 2026
Buck, Jeffrey, David	CHIEF INVESTMENT OFFICER	Na	yes	06/2022	Jul 7, 2026	Jul 7, 2026
Craig, Roger, Alan	CHIEF COMPLIANCE OFFICER	Na	yes	03/2026	Jul 7, 2026	Jul 7, 2026
Buck, Jeffrey, David	Trustee	F	yes	10/2021	Jun 12, 2022	Nov 4, 2024
Buck, Katie, Christine	Trustee	F	yes	10/2021	Jun 12, 2022	Nov 4, 2024
DIXON, JAMES, SHIGEO	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Mar 29, 2024	Nov 4, 2024
Sanchez, Jeremy, A	CHIEF OPERATIONS OFFICER	Na	yes	06/2024	Jul 31, 2024	Nov 4, 2024
THE JEFF BUCK 2020 IRREVOCABLE TRUST	Owner	C	yes	11/2020	Jun 12, 2022	Nov 4, 2024
THE KATIE BUCK 2020 IRREVOCABLE TRUST	Owner	C	yes	11/2020	Jun 12, 2022	Nov 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E.A. BUCK ACCOUNTING & TAX SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a
E.A. BUCK INSURANCE INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Honolulu	Hi	United States	7	yes
RIO RANCHO	Nm	United States	6	yes
Kahului	Hi	United States	2	yes
Shallotte	Nc	United States	2	no
Bellevue	Wa	United States	2	yes
Honolulu	Hi	United States	1	yes
Kapolei	Hi	United States	1	no
Leland	Nc	United States	1	no
Albuquerque	Nm	United States	0	no
Farmington	Nm	United States	0	no
SANTE FE	Nm	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$1.6B	$1.6B	102	39	15	n/a	n/a
2024	Apr 22, 2025	$565M	$565M	66	20	11	n/a	n/a
2023	Mar 29, 2024	$300M	$300M	66	20	11	n/a	n/a
2022	Mar 3, 2023	$134M	$134M	67	16	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	3	7	6.3%	2	0	0	33	9

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$565M	190.6%	$134M	130.4%	102	66	15	11

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PORTSIDE WEALTH GROUP, LLC	3	Nov 27, 2023	Dec 6, 2023	RIO RANCHO, NM	Team lift out	RIA to RIA	6.7%
AE WEALTH MANAGEMENT, LLC	4	Jan 10, 2023	Oct 3, 2022	HONOLULU, HI	Team lift out	Ibd to RIA	1.0%

Relationships

Registered with (57)

← Christopher Cantrell TuckerAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Alicia Vladimirovna WickliffAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Brian GeryAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← Kirk Norman MattesonAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← Nicholas Frank RothAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Joseph ManglonaAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← Trent RichardsonAdvisorregistration: current employment
Feb 23, 2026 to presentfactForm ADV
← Hyunsoo Joseph JangAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← Jacqueline MartinezAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← Kerry ChamberlinAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← Tait Michael McGowanAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Todd Sargent StrasserAdvisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← PATTERSON JAMES MCKINLAYAdvisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← CYNTHIA HODGESAdvisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← David BartlettAdvisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← Timothy M WhiteAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← Dustin McDonaldAdvisorregistration: current employment
Aug 8, 2025 to presentfactForm ADV
← Kevin Kyoichi NittaAdvisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← Michael Kevin CottetAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← Ashley WrightAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← Richard Warren PayneAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← Mark Steven ArolaAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← KEVIN LYLE SHELTONAdvisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
← DANIEL THYFAULTAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← Jacob MyersAdvisorregistration: current employment
Feb 7, 2025 to presentfactForm ADV
← Michael Jay SatoAdvisorregistration: previous registration
Oct 3, 2022 to Jan 12, 2024factForm ADV
← Daniel WertsAdvisorregistration: current employment
Jan 24, 2025 to presentfactForm ADV
← Ashley C RobinsonAdvisorregistration: current employment
Oct 24, 2024 to presentfactForm ADV
← Keith BrandAdvisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← Michael HouAdvisorregistration: current employment
May 30, 2024 to presentfactForm ADV
and 27 more

Controls (7)

← Sanchez, Jeremy, AOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Jul 31, 2024 to Nov 4, 2024factForm ADV
← Buck, Jeffrey, DavidOwnerTRUSTEE, ownership code F, individual
Jun 12, 2022 to Nov 4, 2024factForm ADV
← Buck, Katie, ChristineOwnerTRUSTEE, ownership code F, individual
Jun 12, 2022 to Nov 4, 2024factForm ADV
← DIXON, JAMES, SHIGEOOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2024 to Nov 4, 2024factForm ADV
← BUCK ENTERPRISES, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Jun 12, 2022 to Nov 4, 2024factForm ADV
← THE JEFF BUCK 2020 IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Jun 12, 2022 to Nov 4, 2024factForm ADV
← THE KATIE BUCK 2020 IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Jun 12, 2022 to Nov 4, 2024factForm ADV

Moved with (2)

← PORTSIDE WEALTH GROUP, LLCRegistered adviser3 advisors, team lift out, same day
Nov 27, 2023 to Dec 6, 2023factForm ADV
← AE WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, team lift out
Jan 10, 2023 to Oct 3, 2022factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 7, 2026
Advisor changed firm
Zachary Robert Rhodes left Buck Wealth Strategies, Llc for Mountain Capital Investment Advisors Inc (registered 2026-04-21)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2026
Advisor changed firm
Bruce Edward Davis left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-04-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Buck Wealth Strategies, Llc reported RAUM $1.6B, up 191% from $565.4M (2026-01-28 to 2026-03-31)
Form ADVobserved 4 days ago
$1.1B
Occurred
Jan 28, 2026
Advisor changed firm
William Stanley left Buck Wealth Strategies, Llc for Cerity Partners Retirement Plan Consultants (registered 2026-02-25)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2025
Advisor changed firm
Lindsey Ann Kemsley left Buck Wealth Strategies, Llc for Prime Capital Financial (registered 2026-05-18)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Regulatory AUM changed
Buck Wealth Strategies, Llc reported RAUM $565.4M, up 89% from $299.9M (2025-01-27 to 2025-04-22)
Form ADVobserved 4 days ago
$266M
Occurred
Mar 19, 2025
Advisor changed firm
Christopher Joel Dolan left Buck Wealth Strategies, Llc for B.O.S.S. Retirement Advisors, Llc (registered 2025-03-27)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Sean Jeffrey Hite left Buck Wealth Strategies, Llc for Ameriprise Financial Services, Llc (registered 2024-12-06)
Form ADVobserved 4 days ago
Occurred
Sep 16, 2024
Advisor changed firm
Emily Diane Arnold left Buck Wealth Strategies, Llc for Ae Wealth Management, Llc (registered 2024-01-29)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2024
Control person joined
A Jeremy Sanchez (Chief Operations Officer) appeared on Schedule A of Buck Wealth Strategies, Llc
Form ADVobserved 4 days ago
Occurred
May 20, 2024
Advisor changed firm
Gael Aaron Perez Rivera left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-02-20)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Buck Wealth Strategies, Llc reported RAUM $299.9M, up 123% from $134.3M (2024-01-09 to 2024-03-29)
Form ADVobserved 4 days ago
$166M
Occurred
Mar 29, 2024
Control person joined
James Dixon (Chief Compliance Officer) appeared on Schedule A of Buck Wealth Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Control person left
Robert John Urosevich (Chief Compliance Officer) no longer on Schedule A of Buck Wealth Strategies, Llc (listed 2024-01-09, absent 2024-03-29)
Form ADVobserved 4 days ago
Occurred
Jan 12, 2024
Advisor changed firm
Michael Jay Sato left Buck Wealth Strategies, Llc for Pruco Securities, Llc (registered 2024-01-16)
Form ADVobserved 4 days ago
Occurred
Nov 27, 2023
Team lift-out
3 advisors left Portside Wealth Group, LLC (Rio Rancho, NM) for Buck Wealth Strategies, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
May 25, 2023
Advisor changed firm
Anthony Cheang left Buck Wealth Strategies, Llc for Buckingham Strategic Wealth, Llc (registered 2023-06-08)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2023
Team lift-out
4 advisors left AE Wealth Management, LLC (Honolulu, HI) for Buck Wealth Strategies, LLC within 10 days
Form ADVobserved 4 days ago
4 advisors
Occurred
Jun 12, 2022
First Form ADV filing
Buck Wealth Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Sep 14, 2026
Robert Preciado registered as an investment adviser representative at Buck Wealth Strategies, Llc
Occurred
Mar 3, 2023
Buck Wealth Strategies, Llc reported 16 state-registered advisory representatives, up from 1 (2022-11-10 to 2023-03-03)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b2add48-7321-df53-0e0d-780baba301bc
First observed: Jun 12, 2022
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUCK WEALTH STRATEGIES, LLC

CRD 322138

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b2add48-7321-df53-0e0d-780baba301bc

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Alvin Masanori Abe

n/a

DENVER, CO | HONOLULU, HI

yes

John Ingraham

n/a

Shallotte, NC

Arthur Austin

n/a

DENVER, CO | Kahului, HI

yes

Robert Y Lee

n/a

DENVER, CO

yes

Evan Cutler

n/a

SHALLOTTE, NC | DENVER, CO

n/a

Jeffrey David Buck

n/a

Honolulu, HI | DENVER, CO

yes

JAKE SOO YONG

n/a

HONOLULU, HI | DENVER, CO

yes

Claudia Elizabeth Moreno

n/a

KAPOLEI, HI | DENVER, CO

yes

Lynn Strawn Berlenbach

n/a

HONOLULU, HI | DENVER, CO

n/a

Brandi-Ayn Sachiko Kamano

n/a

HONOLULU, HI | DENVER, CO

yes

SCOTT MICHAEL TUSA

n/a

HONOLULU, HI | DENVER, CO

yes

Russell Whitehead

n/a

DENVER, CO

yes

Kaila Jean Woo

n/a

HONOLULU, HI | DENVER, CO

Katie Christine Buck

n/a

DENVER, CO | Honolulu, HI

yes

Terry Brent Bunn

n/a

Leland, NC | DENVER, CO

yes

Lynn Blair Thurgood

n/a

Rio Rancho, NM | DENVER, CO

Brandon Alexander Thurgood

n/a

DENVER, CO | Rio Rancho, NM

Kyrie Elizabeth Greathouse

n/a

Rio Rancho, NM | DENVER, CO

Michael Hou

n/a

DENVER, CO

n/a

yes

Keith Brand

Certified Financial Planner

DENVER, CO

yes

Ashley C Robinson

n/a

LAKEWOOD, CO | DENVER, CO

yes

Daniel Werts

n/a

DENVER, CO

yes

Michael Jay Sato

n/a

DENVER, CO | HONOLULU, HI

yes

Jacob Myers

n/a

DENVER, CO

n/a

yes

DANIEL THYFAULT

n/a

DENVER, CO

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCK ENTERPRISES, INC.

MANAGING MEMBER

yes

06/2022

Jul 7, 2026

Buck, Jeffrey, David

CHIEF INVESTMENT OFFICER

yes

06/2022

Jul 7, 2026

Craig, Roger, Alan

CHIEF COMPLIANCE OFFICER

yes

03/2026

Jul 7, 2026

Buck, Jeffrey, David

Trustee

yes

10/2021

Jun 12, 2022

Nov 4, 2024

Buck, Katie, Christine

Trustee

yes

10/2021

Jun 12, 2022

Nov 4, 2024

DIXON, JAMES, SHIGEO

CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 29, 2024

Nov 4, 2024

Sanchez, Jeremy, A

CHIEF OPERATIONS OFFICER

yes

06/2024

Jul 31, 2024

Nov 4, 2024

THE JEFF BUCK 2020 IRREVOCABLE TRUST

Owner

yes

11/2020

Jun 12, 2022

Nov 4, 2024

THE KATIE BUCK 2020 IRREVOCABLE TRUST

Owner

yes

11/2020

Jun 12, 2022

Nov 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

E.A. BUCK ACCOUNTING & TAX SERVICES, LLC

n/a

yes

n/a

E.A. BUCK INSURANCE INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Honolulu

United States

yes

RIO RANCHO

United States

yes

Kahului

United States

yes

Shallotte

United States

Bellevue

United States

yes

Honolulu

United States

yes

Kapolei

United States

Leland

United States

Albuquerque

United States

Farmington

United States

SANTE FE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$1.6B

102

n/a

2024

Apr 22, 2025

$565M

n/a

2023

Mar 29, 2024

$300M

n/a

2022

Mar 3, 2023

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$565M

190.6%

$134M

130.4%

102

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PORTSIDE WEALTH GROUP, LLC

Nov 27, 2023

Dec 6, 2023

RIO RANCHO, NM

Team lift out

RIA to RIA

6.7%

AE WEALTH MANAGEMENT, LLC

Jan 10, 2023

Oct 3, 2022

HONOLULU, HI

Team lift out

Ibd to RIA

1.0%