This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PHILIPP CAPITAL ADVISORS

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Nov 13, 2021

First registration

Feb 28, 2022

Dual registered

no

IAPD individual key

7497098

• Occurred

  Jul 19, 2024
  Advisor changed firm

  Adam Philipp left Seia for Philipp Capital Advisors (registered 2024-09-17)

  Form ADVobserved 6 days ago
• Occurred

  Jul 1, 2024
  Advisor changed firm

  Adam Philipp left Cedar Brook Group for Seia (registered 2024-06-20)

  Form ADVobserved 6 days ago
• Occurred

  Jun 17, 2024
  Advisor changed firm

  Adam Philipp left Cadaret Grant & Co Inc for Cedar Brook Group (registered 2022-07-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:61c5825f-ad52-159d-bb9a-12a61a2e49c7

First observed

Feb 28, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.