DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Philipp

Philipp Capital Advisorsstate registeredShaker Heights, OhIA-onlyIAPD 7497098

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Sep 17, 2024

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Philipp Capital Advisors state registered current
since Sep 17, 2024 · Shaker Heights, Oh
Seia BD affiliated
Jun 20, 2024 to Jul 19, 2024 · Los Angeles, Ca
Cedar Brook Group former
Jul 15, 2022 to Jul 1, 2024 · Cleveland, Oh
Cadaret Grant & Co Inc former
Feb 28, 2022 to Jun 17, 2024 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Seia to Philipp Capital Advisors
left Jul 19, 2024, registered Sep 17, 2024 (60 days) · Affiliated broker-dealer or bank to a state-registered adviser
Cedar Brook Group to Seia
left Jul 1, 2024, registered Jun 20, 2024 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
Cadaret Grant & Co Inc to Cedar Brook Group
left Jun 17, 2024, registered Jul 15, 2022 (-703 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

Adam Philipp left Seia for Philipp Capital Advisors (registered 2024-09-17)
Jul 19, 2024 · Advisor changed firm · fact
Adam Philipp left Cedar Brook Group for Seia (registered 2024-06-20)
Jul 1, 2024 · Advisor changed firm · fact
Adam Philipp left Cadaret Grant & Co Inc for Cedar Brook Group (registered 2022-07-15)
Jun 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address