DFX Intelligence

P••• J••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

P••• J••••• N••••

Advisor at M••••• • S••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:61c7bd6e-bf36-381e-47fd-63ad9d53f419

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• • S••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• • S••••••	Independent wealth	Jan 18, 2023	n/a	yes	DALLAS, TX	Current employment
K•••••••• W••••• M••••••••• L••	Independent wealth	Feb 10, 2014	Feb 10, 2023	no	GRANTS PASS, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• M••••••••• L••	M••••• • S••••••	Feb 10, 2023	Jan 18, 2023	-23	Firm change	RIA to RIA
D••••••• P••••••• L•••••	K•••••••• W••••• M••••••••• L••	May 19, 2014	Feb 10, 2014

Relationships

Registered with (4)

→ M••••• • S••••••Registered adviserregistration: current employment
Jan 18, 2023 to presentfactForm ADV
→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 10, 2014 to Feb 10, 2023factForm ADV
→ D••••••• P••••••• L•••••Registered adviserregistration: previous registration
Apr 21, 2010 to May 19, 2014factForm ADV
→ H••••••• A•••••••••

Dated events

Occurred
Feb 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61c7bd6e-bf36-381e-47fd-63ad9d53f419
First observed: Sep 4, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.