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RIA / WealthAdvisorCertified Financial Planner28 years in industry

STEPHANIE ANNE RUMOLD

Advisor at BEACON POINTE ADVISORS, LLC

BUENA VISTA, CO | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:61c8c305-8741-ffb4-9005-9ecdcfaa6b13

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 18, 1998
First registration: May 13, 2002
Dual registered: no
IAPD individual key: 3105772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Jan 24, 2025	n/a	yes	NEWPORT BEACH, CA\|BUENA VISTA, CO	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Aug 27, 2013	Apr 27, 2020	no	SAN JOSE, CA\|NEWPORT BEACH, CA\|CAMPBELL, CA	Previous registration
BEACON POINTE ADVISORS, LLC	Independent wealth	Aug 27, 2013	Sep 18, 2013	no	NEWPORT BEACH, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jan 12, 2011	Jul 8, 2013	no	SAN FRANCISCO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 13, 2002	Jan 15, 2010	no	Campbell, CA\|CAMPBELL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Apr 27, 2020	Jan 24, 2025	1,733	Bulk transfer	RIA to RIA
BEACON POINTE ADVISORS, LLC	BEACON POINTE WEALTH ADVISORS, LLC	Sep 18, 2013	Aug 27, 2013	-22	Firm change	Other
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	BEACON POINTE ADVISORS, LLC	Jul 8, 2013	Aug 27, 2013	50	Firm change	Other
CHARLES SCHWAB & CO., INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Jan 15, 2010	Jan 12, 2011	362	Firm change	Other

Relationships

Registered with (4)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 27, 2013 to Sep 18, 2013factForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 27, 2013 to Apr 27, 2020factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 12, 2011 to Jul 8, 2013factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 13, 2002 to Jan 15, 2010factForm ADV

Dated events

No dated event names this entity yet.