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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

DOUGLAS STEPHAN KING

Advisor at OAKWOOD CAPITAL, INC.

Fort Myers, FL | ST. LOUIS PARK, MN

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Search this name across graphsid dfx:ria:61d8d1ac-82de-a384-eb23-fb8d8a44568b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWOOD CAPITAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 17
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 21, 1985
First registration: Dec 17, 2003
Dual registered: yes, broker-dealer
Other names: DOUG KING
IAPD individual key: 1375683

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWOOD CAPITAL, INC.	Independent wealth	Apr 30, 2020	n/a	yes	ST. LOUIS PARK, MN\|Fort Myers, FL	Current employment
OAKWOOD CAPITAL, INC.	Independent wealth	Apr 30, 2020	Dec 31, 2020	no	ST. LOUIS PARK, MN\|Fort Myers, FL	Previous registration
PROSPERITY CAPITAL ADVISORS	Independent wealth	Apr 7, 2017	Jun 17, 2020	no	WESTLAKE, OH\|Wayzata, MN\|Fort Myers, FL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 24, 2012	Sep 17, 2017	no	EL SEGUNDO, CA\|WAYZATA, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 17, 2003	Jan 28, 2011	no	WAYZATA, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY CAPITAL ADVISORS	OAKWOOD CAPITAL, INC.	Jun 17, 2020	Apr 30, 2020	-48	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	PROSPERITY CAPITAL ADVISORS	Sep 17, 2017	Apr 7, 2017	-163	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA ADVISOR NETWORKS LLC	Jan 28, 2011	Apr 24, 2012	452	Firm change after gap	Other

Relationships

Registered with (4)

→ OAKWOOD CAPITAL, INC.Registered adviserregistration: previous registration
Apr 30, 2020 to Dec 31, 2020factForm ADV
→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: previous registration
Apr 7, 2017 to Jun 17, 2020factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 24, 2012 to Sep 17, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 17, 2003 to Jan 28, 2011factForm ADV

Dated events

No dated event names this entity yet.