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Advisor at J.P. MORGAN SECURITIES LLC
Greenwich, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 23, 2026 | n/a | yes | Greenwich, CT | Current employment |
| SETTANNI FINANCIAL LLC | Independent wealth | May 4, 2023 | Jul 2, 2026 | no | ARMONK, NY|GREENWICH, CT|ARMONK, NY | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 21, 2022 | May 9, 2023 | no | WHITE PLAINS, NY|White Plains, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SETTANNI FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Jul 2, 2026 | Jul 23, 2026 | 21 | Firm change | RIA to wirehouse |
| PRUCO SECURITIES, LLC | SETTANNI FINANCIAL LLC | May 9, 2023 | May 4, 2023 | -5 | Firm change | Ibd to RIA |