This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 10, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Apr 10, 1995

First registration

Sep 22, 1997

Dual registered

yes, broker-dealer

Other names

SALVATORE FORTUNATO SOFIA|SALVATORE F SOFIA

IAPD individual key

2077755

Graph

RIA / Wealth Management

Canonical id

dfx:ria:61eb927c-7862-423a-4e6f-c7a18d9be01a

First observed

Sep 22, 1997

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.