DFX Intelligence

K••••••• F•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

K••••••• F•••• E••••

Advisor at S•••••• C•••••• M•••••••••

DENVER, CO | Memphis, TN

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Search this name across graphsid dfx:ria:61f41ba4-b436-6913-8272-cd96372bdedc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• M•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• M•••••••••	Mixed wealth	Feb 23, 2026	n/a	yes	Memphis, TN\|DENVER, CO	Current employment
S••••••• A•••• M••••••••• L••	Former SEC adviser	Feb 25, 2013	Mar 30, 2026	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•••• M••••••••• L••	S•••••• C•••••• M•••••••••	Mar 30, 2026	Feb 23, 2026	-35	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
166133:104720:TN:2026-03-30	Mar 30, 2026	Feb 23, 2026	MEMPHIS, TN	Firm change after gap

Relationships

Registered with (2)

→ S•••••• C•••••• M•••••••••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ S••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2013 to Mar 30, 2026factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61f41ba4-b436-6913-8272-cd96372bdedc
First observed: Feb 25, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.