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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

STRINGER ASSET MANAGEMENT, LLC

CRD 166133

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f76ce0-f960-e9d9-76a5-d043fc7776c6

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 12
On other graphs: 0
Observed: Nov 20, 2012 to Mar 31, 2025
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.2MItem 5.F on the latest filing (2025-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.2M
Private client RAUM: $19.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 72
Individual clients: 57
SEC number: 801-77536
CRD: 166133
Filings on the tape: 30
First filed: Nov 20, 2012
Latest filed: Mar 31, 2025
Organised: Limited Liability Company, DE
Website: stringeramfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KELLER, CHAD, NORRIS	CHIEF COMPLIANCE OFFICER	Na	yes	02/2013	Feb 22, 2013	Sep 4, 2024
LAURUS PRINCIPAL GROUP, LLC	HOLDING COMPANY / OWNER	E	yes	02/2013	Feb 22, 2013	Sep 4, 2024
NORTH CHANNEL, LLLP	Member	C	yes	02/2013	Feb 22, 2013	Sep 4, 2024
POPLAR PRINCIPAL GROUP, LLC	Member	D	yes	08/2020	Mar 28, 2024	Sep 4, 2024
SEWICKLEY GEORGETOWNE, LLC	Member	C	yes	02/2013	Feb 22, 2013	Sep 4, 2024
STRINGER, GARY, SCOTT	PRESIDENT AND CHIEF INVESTMENT OFFICER	Na	yes	02/2013	Nov 20, 2012	Sep 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$42.2M	$42.2M	6	3	0	n/a	n/a
2023	Mar 28, 2024	$47.9M	$47.9M	6	3	0	n/a	n/a
2022	Mar 30, 2023	$43.8M	$43.8M	6	3	0	n/a	n/a
2021	Mar 31, 2022	$64.4M	$64.4M	8	3	0	n/a	n/a
2020	Mar 31, 2021	$98.2M	$98.2M	6	3	0	n/a	n/a
2019	Mar 31, 2020	$96.1M	$96.1M	6	3	0	n/a	n/a
2018	Mar 29, 2019	$108M	$108M	6	3	0	n/a	n/a
2017	Mar 23, 2018	$115M	$115M	7	3	0	n/a	n/a
2016	Mar 28, 2017	$102M	$102M	5	3	n/a	n/a	n/a
2015	Mar 2, 2016	$91.5M	$91.5M	4	4	n/a	n/a	n/a
2014	Mar 30, 2015	$89.4M	$89.4M	5	5	n/a	n/a	n/a
2013	Feb 27, 2014	$125M	$125M	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	1	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$42.2M	$47.9M	-11.8%	$64.4M	-13.1%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHELTON CAPITAL MANAGEMENT	4	Mar 30, 2026	Feb 23, 2026	MEMPHIS, TN	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

← EASTERLY INVESTMENT PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (6)

← KIMBERLY FAUST ESCUEAdvisorregistration: previous registration
Feb 25, 2013 to Mar 30, 2026factForm ADV
← JONATHAN IRA BERNSTEINAdvisorregistration: previous registration
Mar 4, 2013 to Mar 30, 2026factForm ADV
← GARY SCOTT STRINGERAdvisorregistration: previous registration
Feb 25, 2013 to Mar 30, 2026factForm ADV
← CHAD NORRIS KELLERAdvisorregistration: previous registration
Feb 25, 2013 to Mar 30, 2026factForm ADV
← Regan WallAdvisorregistration: previous registration
Sep 19, 2024 to Mar 31, 2025factForm ADV
← THOMAS JOHN FARRELLAdvisorregistration: previous registration
Feb 6, 2020 to Apr 16, 2024factForm ADV

Moved with (1)

→ SHELTON CAPITAL MANAGEMENTRegistered adviser4 advisors, firm absorbed, same day
Mar 30, 2026 to Feb 23, 2026factForm ADV

Controls (6)

← STRINGER, GARY, SCOTTOwnerPRESIDENT AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 20, 2012 to Sep 4, 2024factForm ADV
← KELLER, CHAD, NORRISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 22, 2013 to Sep 4, 2024factForm ADV
← LAURUS PRINCIPAL GROUP, LLCOwnerHOLDING COMPANY / OWNER, ownership code E, domestic entity
Feb 22, 2013 to Sep 4, 2024factForm ADV
← NORTH CHANNEL, LLLPOwnerMEMBER, ownership code C, domestic entity
Feb 22, 2013 to Sep 4, 2024factForm ADV
← POPLAR PRINCIPAL GROUP, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 28, 2024 to Sep 4, 2024factForm ADV
← SEWICKLEY GEORGETOWNE, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 22, 2013 to Sep 4, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Firm absorbed
Stringer Asset Management, LLC's advisors moved to Shelton Capital Management (Memphis, TN): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Mar 30, 2026
Advisor changed firm
Gary Scott Stringer left Stringer Asset Management, Llc for Shelton Capital Management (registered 2026-02-23)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Kimberly Faust Escue left Stringer Asset Management, Llc for Shelton Capital Management (registered 2026-02-23)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Jonathan Ira Bernstein left Stringer Asset Management, Llc for Shelton Capital Management (registered 2026-02-18)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Chad Norris Keller left Stringer Asset Management, Llc for Shelton Capital Management (registered 2026-02-23)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Advisor changed firm
Regan Wall left Stringer Asset Management, Llc for Capital Wealth Planning, Llc (registered 2025-01-21)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2024
Advisor changed firm
Thomas John Farrell left Stringer Asset Management, Llc for New York Life Investment Management Llc (registered 2024-04-23)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Richard Snow (Sole Shareholder) no longer on Schedule A of Stringer Asset Management, Llc (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Philip Jack Buchanan (General Partner) no longer on Schedule A of Stringer Asset Management, Llc (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Shane Michael Oneill (General Partner) no longer on Schedule A of Stringer Asset Management, Llc (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Nov 20, 2012
First Form ADV filing
Stringer Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Stringer Asset Management, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $42.2M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7f76ce0-f960-e9d9-76a5-d043fc7776c6
First observed: Nov 20, 2012
Last observed: Mar 31, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRINGER ASSET MANAGEMENT, LLC

CRD 166133

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f76ce0-f960-e9d9-76a5-d043fc7776c6

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KELLER, CHAD, NORRIS

CHIEF COMPLIANCE OFFICER

yes

02/2013

Feb 22, 2013

Sep 4, 2024

LAURUS PRINCIPAL GROUP, LLC

HOLDING COMPANY / OWNER

yes

02/2013

Feb 22, 2013

Sep 4, 2024

NORTH CHANNEL, LLLP

Member

yes

02/2013

Feb 22, 2013

Sep 4, 2024

POPLAR PRINCIPAL GROUP, LLC

Member

yes

08/2020

Mar 28, 2024

Sep 4, 2024

SEWICKLEY GEORGETOWNE, LLC

Member

yes

02/2013

Feb 22, 2013

Sep 4, 2024

STRINGER, GARY, SCOTT

PRESIDENT AND CHIEF INVESTMENT OFFICER

yes

02/2013

Nov 20, 2012

Sep 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$42.2M

n/a

2023

Mar 28, 2024

$47.9M

n/a

2022

Mar 30, 2023

$43.8M

n/a

2021

Mar 31, 2022

$64.4M

n/a

2020

Mar 31, 2021

$98.2M

n/a

2019

Mar 31, 2020

$96.1M

n/a

2018

Mar 29, 2019

$108M

n/a

2017

Mar 23, 2018

$115M

n/a

2016

Mar 28, 2017

$102M

n/a

2015

Mar 2, 2016

$91.5M

n/a

2014

Mar 30, 2015

$89.4M

n/a

2013

Feb 27, 2014

$125M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$42.2M

$47.9M

-11.8%

$64.4M

-13.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHELTON CAPITAL MANAGEMENT

Mar 30, 2026

Feb 23, 2026

MEMPHIS, TN

Firm absorbed

Other

100.0%