B•••• R•• G••••

Advisor at M••••• S••••••

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61f44c07-c459-48e4-1046-c736bd169429

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 3, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 20, 2017	n/a	yes	Houston, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jul 27, 2017	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jul 27, 2017	Jul 20, 2017	-7	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:TX:2017-07-27	Jul 27, 2017	Jul 20, 2017	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 20, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jul 27, 2017factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2009 to Jan 3, 2011factForm ADV
→ S••••••• G•••• C••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61f44c07-c459-48e4-1046-c736bd169429
First observed: Jan 2, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.