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Advisor at CETERA INVESTMENT ADVISERS LLC
DANVERS, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | DANVERS, MA | Current employment |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Nov 23, 2016 | Mar 7, 2022 | no | ANDOVER, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 21, 2014 | Dec 8, 2016 | no | ANDOVER, MA | Previous registration |
| RPG FAMILY WEALTH ADVISORY, LLC | Independent wealth | Nov 14, 2012 | Jun 12, 2014 | no | BURLINGTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | CETERA INVESTMENT ADVISERS LLC | Mar 7, 2022 | Jun 29, 2023 | 479 | Firm change after gap | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Dec 8, 2016 | Nov 23, 2016 | -15 | Firm change | Other |
| RPG FAMILY WEALTH ADVISORY, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 12, 2014 | Jul 21, 2014 | 39 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283004:MA:2016-12-08 | Dec 8, 2016 | Nov 23, 2016 | ANDOVER, MA | Firm change |