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CRD 158528
BURLINGTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM T EATON | n/a | BURLINGTON, MA | 11 | 40 | 3 | no |
| MITCHELL ALAN GOLDFELD | n/a | BURLINGTON, MA | 11 | 37 | 3 | no |
| JUAN DONABEDIAN | n/a | BURLINGTON, MA | 11 | 23 | 2 | no |
| Ryan Richard Kolden | n/a | San Diego, CA | BURLINGTON, MA | 3 | 15 | n/a | no |
| Matthew Lee Evans | n/a | BURLINGTON, MA | Wentzville, MO | 3 | 27 | 3 | no |
| Lamar Daniel Breshears | n/a | BURLINGTON, MA | Salt Lake City, UT | 3 | 19 | 6 | no |
| RYAN EMERSON BENNETT | n/a | BURLINGTON, MA | Apison, TN | 3 | 13 | 2 | no |
| SHARON M CONSOLI | n/a | BURLINGTON, MA | Liberty Hill, TX | 3 | 11 | 1 | no |
| Timothy Aaron Smith | n/a | BURLINGTON, MA | Waco, TX | 2 | 10 | n/a | no |
| Meaghan Anne Murphy Keeven | n/a | BURLINGTON, MA | O Fallon, MO | 1 | 13 | 1 | no |
| John Edwardh | n/a | BURLINGTON, MA | 1 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUBE, MARIANN | CHIEF ADMINISTRATIVE OFFICER | Na | yes | 04/2013 | Sep 23, 2013 | Jul 23, 2024 |
| GATTI, DAVID, MICHAEL | CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER | D | yes | 09/2011 | Dec 5, 2011 | Jul 23, 2024 |
| GATTI, DAVID, MICHAEL | CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER | Na | yes | 09/2011 | Dec 5, 2011 | Jul 23, 2024 |
| MCCAULEY, ROBERT, DUFF | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | Na | yes | 04/2013 | Sep 23, 2013 | Jul 23, 2024 |
| RISK PARADIGM GROUP HOLDINGS, LLC | HOLDING COMPANY | E | yes | 09/2011 | Dec 5, 2011 | Jul 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RISK PARADIGM GROUP, LLC | n/a | Asset manager | $116M | N | yes | n/a |
| RPG INSURANCE SOLUTIONS | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wentzville | Mo | United States | 1 | no |
| Omaha | Ne | United States | 1 | no |
| SALT LAKE CITY | Ut | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $701M | $687M | 21 | 9 | 4 | n/a | n/a |
| 2024 | Jan 27, 2025 | $492M | $482M | 24 | 14 | 8 | n/a | n/a |
| 2023 | Mar 29, 2024 | $492M | $482M | 24 | 14 | 10 | n/a | n/a |
| 2022 | Mar 29, 2023 | $420M | $411M | 12 | 6 | 1 | n/a | n/a |
| 2021 | Mar 20, 2022 | $421M | $411M | 11 | 6 | 1 | n/a | n/a |
| 2020 | Mar 18, 2021 | $340M | $330M | 12 | 7 | 0 | n/a | n/a |
| 2019 | Mar 25, 2020 | $271M | $269M | 13 | 8 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $250M | $248M | 13 | 8 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | $458M | $339M | 15 | 9 | 2 | n/a | n/a |
| 2016 | Mar 2, 2017 | $405M | $327M | 14 | 9 | n/a | n/a | n/a |
| 2015 | Mar 26, 2016 | $366M | $303M | 19 | 12 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $241M | $179M | 8 | 7 | n/a | n/a | n/a |
| 2013 | Feb 14, 2014 | $334M | $267M | 13 | 10 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $134M | $134M | 14 | 10 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $100M | $100M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $701M | $492M | 42.4% | $420M | 18.6% | 21 | 24 | 4 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PINNACLE PRIVATE WEALTH, LLC | 2 | Jun 6, 2018 | May 31, 2018 | BURLINGTON, MA | Team lift out | RIA to RIA | 28.6% |
| ADVICEPERIOD, LLC | 2 | Feb 23, 2017 | Feb 9, 2017 | BURLINGTON, MA | Team lift out | Other | 22.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FIRST HEARTLAND CONSULTANTS, INC. | 2 | Jan 23, 2023 | Sep 18, 2023 | CAMARILLO, CA | Team lift out | Ibd to RIA | 2.2% |
| DETWILER FENTON INVESTMENT MANAGEMENT LLC | 3 | Jul 1, 2015 | Jun 16, 2015 | BOSTON, MA | Firm absorbed | Other | 60.0% |