DFX Intelligence

D••• P••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D••• P••• S••••••••

Advisor at W•••• F•••• A•••••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:61f63e0f-ed1f-a73e-ee17-98f0fcc5576b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 17, 2016	n/a	yes	LAS VEGAS, NV	Current employment
A••• I•••••• I••	Independent wealth	Mar 25, 2015	Mar 30, 2017	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• I•••••• I••	W•••• F•••• A•••••••	Mar 30, 2017	Jun 17, 2016	-286	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••• I•••••• I••	Oct 13, 2014	Mar 25, 2015

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 17, 2016 to presentfactForm ADV
→ A••• I•••••• I••Registered adviserregistration: previous registration
Mar 25, 2015 to Mar 30, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 21, 2014 to Oct 13, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61f63e0f-ed1f-a73e-ee17-98f0fcc5576b
First observed: Apr 21, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.