DFX Intelligence

A•••••••• P••••••• S••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM under $100M

A•••••••• P••••••• S••

CRD 322274

MONACO

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Search this name across graphsid dfx:ria:61f655ed-4fb1-4947-915e-9fead1be3cf0

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2022 to Mar 19, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.35 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $97.1M••• Locked
Discretionary RAUM: $0
Private client RAUM: $33.9Mderived••• Locked
Private client share: 35%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• M••••••	MANAGING PARTNER & CO FOUNDER	D	yes	11/2021	Jun 20, 2022	Jun 4, 2024
K•••••• J••••••	MANAGING PARTNER & CO FOUNDER	D	yes	11/2021	Jun 20, 2022	Jun 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$97.1M	$57.2M	69.8%	n/a	n/a	7	6	0	0

Relationships

Controls (3)

← K•••••• J••••••OwnerMANAGING PARTNER & CO FOUNDER, ownership code D, individual
Jun 20, 2022 to Jun 4, 2024factForm ADV
← F••••••••• M••••••OwnerMANAGING PARTNER & CO FOUNDER, ownership code D, individual
Jun 20, 2022 to Jun 4, 2024factForm ADV
← R••••••••• C•••••••••OwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 20, 2022 to Jun 4, 2024factForm ADV

Dated events

Occurred
Jun 20, 2022
First Form ADV filing
A•••••••• P••••••• S•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61f655ed-4fb1-4947-915e-9fead1be3cf0
First observed: Jun 20, 2022
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.