DFX Intelligence

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A•••••••• P••••••• S••

Wealth manager with institutional or fund businessSEC-registered· Monacowebsite

Wealth manager with institutional or fund business, based in Monaco, reporting $97.1M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $97.1M
Advisors: 0
RAUM change, last fiscal year: +70%
Private clients: 35% of RAUM, $33.9M

Advisors Advisor movement Where the RAUM sits

As of 2026-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +70% over the last fiscal year, to $97.1M.
2026-03-19
RAUM a year earlier $57.2MRAUM now $97.1M
RAUM (Item 5.F) moved from $57,200,000 to $97,121,000 (+70.0%) between the annual amendments of 2025-03-18 and 2026-03-19; the peer median change was +8.0% (217 comparable advisers, 100.0th percentile of changes)
2026-03-19
RAUM (Item 5.F) 97121000Peer median 0.0848924182947116
3 published business contact points are on record, each with its source.
Contact points 3

Every filed figure, and the identifiersCRD 322274 · SEC 801-126126 · 9 filingsShow

CRD 322274SEC 801-126126First filing on the tape Jun 20, 2022, latest Mar 19, 2026SEC status approved since May 22, 2023IAPD

RAUM

$97.1M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

35%

$33.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$97.1M as of Mar 19, 2026

Mar 11, 2024$29.0M then

HNW client RAUM$33.9M as of Mar 19, 2026

Mar 11, 2024$26.6M then

State-registered IARs (5.B.3)0 as of Mar 19, 2026

Mar 11, 20240 then

Employees (5.A)7 as of Mar 19, 2026

Mar 11, 20243 then

Private funds: no history

RAUM +70% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 19, 2026; every figure names its basis

Archetypes

Dual wealth and asset manager

The rule behind each archetype, and every derived figure1 rulesShow

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.8MderivedHNW RAUM over HNW clients
Average account: $6.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +70%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, commissionsreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Insurance companies$45.1M46%
High-net-worth individuals$33.9M35%
Corporations and businesses$18.1M19%

Individual clients: n/areported
HNW clients: 9reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, commissionsreported
Class basis: private_client_share=0.35 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the 10 longest tenured

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

F••••••••• M•••••• · Managing Partner & Co Foundercontrol
since 11/2021 · owns 50% to 75%
K•••••• J•••••• · Managing Partner & Co Foundercontrol
since 11/2021 · owns 50% to 75%
R••••••••• C••••••••• · Chief Compliance Officer And Chief Operating Officercontrol
since 12/2021 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

3 against comparable advisers; where to look, not conclusions

low discretionary shareStatic outlier · filing Mar 19, 2026
discretionary share of RAUM of 0% against a peer median of 100% (309 comparable advisers, 0.0th percentile, 33.7 robust deviations)
peers: independent wealth managers, under $100M (309) · 0.0% percentile
high institutional concentrationStatic outlier · filing Mar 19, 2026
institutional share of RAUM of 46% against a peer median of 0% (309 comparable advisers, 98.0th percentile, 15.7 robust deviations)
peers: independent wealth managers, under $100M (309) · 98% percentile
RAUM up 50 %Change between filings · filing Mar 19, 2026
RAUM (Item 5.F) moved from $57,200,000 to $97,121,000 (+70.0%) between the annual amendments of 2025-03-18 and 2026-03-19; the peer median change was +8.0% (217 comparable advisers, 100.0th percentile of changes)
peers: independent wealth managers, under $100M (217) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 3 to 4
Mar 18, 2025 to Mar 19, 2026
Corporate clients · 2 to 3
Mar 18, 2025 to Mar 19, 2026
HNW clients · 7 to 9
Mar 18, 2025 to Mar 19, 2026
Employees · 6 to 7
Mar 18, 2025 to Mar 19, 2026
HNW RAUM · $26.5M to $33.9M
Mar 18, 2025 to Mar 19, 2026

Full history · 34 changes

Non-discretionary RAUM · $57.2M to $97.1M
Mar 18, 2025 to Mar 19, 2026
RAUM · $57.2M to $97.1M
Mar 18, 2025 to Mar 19, 2026
Accounts · 10 to 14
Jun 4, 2024 to Mar 18, 2025
Advisory employees · 2 to 3
Jun 4, 2024 to Mar 18, 2025
Corporate clients · 1 to 2
Jun 4, 2024 to Mar 18, 2025
Employees · 5 to 6
Jun 4, 2024 to Mar 18, 2025
Financial planning clients · unset to
Jun 4, 2024 to Mar 18, 2025
HQ state · unset to
Jun 4, 2024 to Mar 18, 2025
HNW RAUM · $26.6M to $26.5M
Jun 4, 2024 to Mar 18, 2025
Non-discretionary RAUM · $29.0M to $57.2M
Jun 4, 2024 to Mar 18, 2025
RAUM · $29.0M to $57.2M
Jun 4, 2024 to Mar 18, 2025
Employees · 3 to 5
Mar 11, 2024 to May 28, 2024
Accounts · 4 to 10
May 17, 2023 to Mar 11, 2024
Advisory employees · 3 to 2
May 17, 2023 to Mar 11, 2024
Advisory activities · 5 to 3
May 17, 2023 to Mar 11, 2024
Corporate clients · unset to 1.0
May 17, 2023 to Mar 11, 2024
HNW clients · 4 to 7
May 17, 2023 to Mar 11, 2024
Commission compensation · false to true
May 17, 2023 to Mar 11, 2024
Employees · 4 to 3
May 17, 2023 to Mar 11, 2024
Financial planning clients · 0 to unset
May 17, 2023 to Mar 11, 2024
HNW RAUM · $23.0M to $26.6M
May 17, 2023 to Mar 11, 2024
Non-discretionary RAUM · $23.0M to $29.0M
May 17, 2023 to Mar 11, 2024
RAUM · $23.0M to $29.0M
May 17, 2023 to Mar 11, 2024
Accounts · 3 to 4
Jul 7, 2022 to May 17, 2023
HNW clients · unset to 4.0
Jul 7, 2022 to May 17, 2023
HNW RAUM · $19.0M to $23.0M
Jul 7, 2022 to May 17, 2023
Non-discretionary RAUM · $19.0M to $23.0M
Jul 7, 2022 to May 17, 2023
RAUM · $19.0M to $23.0M
Jul 7, 2022 to May 17, 2023
Commission compensation · true to false
Jun 20, 2022 to Jul 7, 2022

Signals

1 dated events

••• Locked
Jun 20, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.