DFX Intelligence

L•••• G••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)47 years in industry

L•••• G••••• G•••••

Advisor at M•••••••• A•••••••

BOSTON, MA | BOCA RATON, FL

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Search this name across graphsid dfx:ria:62063873-4f1e-6d93-22a7-ffb02211c0fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 1, 1997 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••• G••••• G•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••••••	Mixed wealth	Jan 14, 2021	n/a	yes	BOSTON, MA\|BOCA RATON, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 20, 2006	Aug 20, 2020	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••••• A•••••••	Aug 20, 2020	Jan 14, 2021	147	Firm change	Wirehouse to RIA
H••••••••• • C••• L••	W•••• F•••• A•••••••	Sep 10, 2002	Mar 20, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:307857:MA:2020-08-07	Aug 20, 2020	Jan 14, 2021	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ M•••••••• A•••••••Registered adviserregistration: current employment
Jan 14, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 20, 2006 to Aug 20, 2020factForm ADV
→ H••••••••• • C••• L••Registered adviserregistration: previous registration
Jan 1, 1997 to Sep 10, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62063873-4f1e-6d93-22a7-ffb02211c0fd
First observed: Jan 1, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.