DFX Intelligence

A••••• M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A••••• M•••••• M••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:62086c47-d360-7d88-a78a-e6449072831a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Jan 5, 2023	n/a	yes	CHICAGO, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 30, 2020	Jan 3, 2023	no	Oakbrook Terrace, IL\|ORLAND, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Jan 3, 2023	Jan 5, 2023	2	Firm change	Ibd to RIA
F•••• T•••• S••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Nov 4, 2020	Oct 30, 2020

Relationships

Registered with (3)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 5, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2020 to Jan 3, 2023factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2016 to Nov 4, 2020factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
A••••• M•••••• M•••• left A••••••••• F•••••••• S•••••••• L•• for M•••••• F•••••••• I••••••••• M••••••••• I••• (registered 2023-01-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62086c47-d360-7d88-a78a-e6449072831a
First observed: Oct 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.