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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JULIE ROBYN MITCHELL

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Cave Creek, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:620b5a98-5259-7ec8-34c0-b0598419e54e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 22, 2004
First registration: Jan 4, 2005
Dual registered: yes, broker-dealer
Other names: JULIE ROBYN WALKER|JULIE R MITCHELL|JULIE WALKER
IAPD individual key: 4530296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 6, 2014	n/a	yes	SCOTTSDALE, AZ\|Cave Creek, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 2, 2008	Feb 13, 2014	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 12, 2007	Mar 26, 2008	no	SCOTTSDALE, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 4, 2005	Mar 26, 2007	no	ANCHORAGE, AK\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 13, 2014	Feb 6, 2014	-7	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	WELLS FARGO ADVISORS	Mar 26, 2008	Jul 2, 2008	98	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MORGAN STANLEY & CO. LLC	Mar 26, 2007	Apr 12, 2007	17	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 6, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 2, 2008 to Feb 13, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 12, 2007 to Mar 26, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 4, 2005 to Mar 26, 2007factForm ADV

Dated events

No dated event names this entity yet.