DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GRANITE ISLANDS PRIVATE WEALTH, LLC
GUILFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRANITE ISLANDS PRIVATE WEALTH, LLC | Independent wealth | Aug 27, 2025 | n/a | yes | GUILFORD, CT | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 18, 2024 | Sep 2, 2025 | no | ROXBURY, CT|UNIONDALE, NY|ROXBURY, CT | Previous registration |
| CWM, LLC | Bd affiliated wealth | Dec 3, 2020 | Jul 5, 2024 | no | Milldale, CT|OMAHA, NE|Roxbury, CT | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jun 26, 2017 | Dec 3, 2020 | no | STRATFORD, CT|Woodbury, CT|MILFORD, CT|Milford, CT | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Dec 5, 2016 | Apr 10, 2017 | no | STAMFORD, CT | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Nov 18, 2015 | Dec 12, 2016 | no | NEW HAVEN, CT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 7, 2015 | Oct 30, 2015 | no | ROXBURY, CT|STAMFORD, CT|STAMFORD, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 28, 2011 | Mar 1, 2012 | no | STAMFORD, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 15, 2011 | no | STAMFORD, CT|Stamford, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 19, 2008 | Jun 1, 2009 | no | STAMFORD, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 29, 2003 | Mar 17, 2005 | no | WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | GRANITE ISLANDS PRIVATE WEALTH, LLC | Sep 2, 2025 | Aug 27, 2025 | -6 | Firm change | Ibd to new firm |
| CWM, LLC | OSAIC WEALTH, INC. | Jul 5, 2024 | Jul 18, 2024 | 13 | Firm change | Ibd to ibd |
| OSAIC INSTITUTIONS, INC. | CWM, LLC | Dec 3, 2020 | Dec 3, 2020 | 0 | Firm change | Ibd to ibd |
| OPPENHEIMER & CO. INC. | OSAIC INSTITUTIONS, INC. | Apr 10, 2017 | Jun 26, 2017 | 77 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | OPPENHEIMER & CO. INC. | Dec 12, 2016 | Dec 5, 2016 | -7 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | PARK AVENUE SECURITIES LLC | Oct 30, 2015 | Nov 18, 2015 | 19 | Firm change | Other |
| WELLS FARGO ADVISORS | EQUITABLE ADVISORS, LLC | Mar 1, 2012 | Oct 7, 2015 | 1,315 | Firm change after gap | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Feb 15, 2011 | Jan 28, 2011 | -18 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Mar 17, 2005 | Mar 19, 2008 | 1,098 | Firm change after gap | Other |