DFX Intelligence

S•••••• J••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••••• J••••• S•••••

Advisor at G•••••• I••••••••• A•••••••• L••

Los Angeles, CA | CINCINNATI, OH

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Search this name across graphsid dfx:ria:6216d696-08b9-9c4a-0644-3c121f051886

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• I••••••••• A•••••••• L••	Other adviser	Sep 3, 2025	n/a	yes	CINCINNATI, OH\|Los Angeles, CA	Current employment
B•••••• C•••••• G••••	Former SEC adviser	Jul 15, 2010	Sep 30, 2025	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• C•••••• G••••	G•••••• I••••••••• A•••••••• L••	Sep 30, 2025	Sep 3, 2025	-27	Firm change	Other
U•• F•••••••• S••••••• I•••	B•••••• C•••••• G••••	Jun 20, 2008	Jul 15, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
154078:146681:CA:2025-09-30	Sep 30, 2025	Sep 3, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ G•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ B•••••• C•••••• G••••Registered adviserregistration: previous registration
Jul 15, 2010 to Sep 30, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 9, 2005 to Jun 20, 2008factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
S•••••• J••••• S••••• left B•••••• C•••••• G•••• for G•••••• I••••••••• A•••••••• L•• (registered 2025-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6216d696-08b9-9c4a-0644-3c121f051886
First observed: Dec 9, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.