RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••••• S•••••
- G•••••• I••••••••• A•••••••• L•• other currentsince Sep 3, 2025 · Cincinnati, Oh
- B•••••• C•••••• G•••• formerJul 15, 2010 to Sep 30, 2025 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseDec 9, 2005 to Jun 20, 2008 · Century City, Ca
- B•••••• C•••••• G•••• to G•••••• I••••••••• A•••••••• L••left Sep 30, 2025, registered Sep 3, 2025 (-27 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to B•••••• C•••••• G••••left Jun 20, 2008, registered Jul 15, 2010 (755 days) · Other
- S•••••• J••••• S••••• left B•••••• C•••••• G•••• for G•••••• I••••••••• A•••••••• L•• (registered 2025-09-03)Sep 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address