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M•••••• J•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

M•••••• J•••• O•••••

Advisor at T•••••• P•••••••• A•••••••• L••

SOUTHLAKE, TX | PLANO, TX

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Search this name across graphsid dfx:ria:6222d5be-9a89-7667-39b6-9d6402d6f00f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• P•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• P•••••••• A•••••••• L••	Independent wealth	Nov 30, 2009	n/a	yes	SOUTHLAKE, TX\|PLANO, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 16, 2006	Nov 30, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	T•••••• P•••••••• A•••••••• L••	Nov 30, 2009	Nov 30, 2009	0	Firm change	Other
E•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Jun 9, 2006

Relationships

Registered with (4)

→ T•••••• P•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 30, 2009 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2006 to Nov 30, 2009factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2005 to Jun 9, 2006factForm ADV
→ M••• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6222d5be-9a89-7667-39b6-9d6402d6f00f
First observed: Mar 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.