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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRINITY PORTFOLIO ADVISORS, LLC

CRD 151721

SOUTHLAKE, TX

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Search this name across graphsid dfx:ria:1727e6c3-5639-a2bd-a9fd-1474f83d7e9a

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 7
On other graphs: 0
Observed: Mar 22, 2012 to Jul 17, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $531MItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $459M
Private client RAUM: $459MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $58.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,422
Individual clients: 441
High net worth clients: 98
SEC number: 801-70663
CIK: 1467369
CRD: 151721
Filings on the tape: 30
First filed: Mar 22, 2012
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, TX
Website: trinityportfolio.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY LEE MCCAIN	n/a	SOUTHLAKE, TX	16	19	1	no
MATTHEW JAMES OBERST	n/a	SOUTHLAKE, TX \| PLANO, TX	16	36	3	no
JOHN ALLEN CHALK	n/a	SOUTHLAKE, TX \| SIX MILE, SC	16	26	1	no
ANNETTE CHRISTINE HAMIL	n/a	SOUTHLAKE, TX	15	16	n/a	no
MORGAN JO WEBB	Certified Financial Planner	SOUTHLAKE, TX	10	18	2	no
AARON RODERICK ESTRADA	n/a	SOUTHLAKE, TX	10	26	1	no
Max William May	n/a	SOUTHLAKE, TX	3	14	n/a	no
Chase Estrada	n/a	SOUTHLAKE, TX	1	12	n/a	no
DARRELL SCOTT HAYNES	Certified Financial Planner	Granbury, TX \| SOUTHLAKE, TX	0	25	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHALK, JOHN, ALLEN	MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	09/2009	Mar 22, 2012	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANNETTE HAMIL	n/a	n/a	n/a	N	no	n/a
JOE WYLIE	n/a	n/a	n/a	N	no	n/a
JOHN A. CHALK, JR.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT WORTH	TX	United States	1	no
Plano	TX	United States	1	no
Tyler	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$531M	$459M	13	9	2	n/a	n/a
2024	Apr 16, 2025	$488M	$373M	15	8	2	n/a	n/a
2023	Mar 1, 2024	$453M	$320M	12	12	4	n/a	n/a
2022	Mar 29, 2023	$381M	$290M	10	10	4	n/a	n/a
2021	Mar 25, 2022	$316M	$229M	16	11	4	n/a	n/a
2020	Mar 23, 2021	$183M	$129M	13	13	4	n/a	n/a
2019	Mar 6, 2020	$315M	$222M	13	13	6	n/a	n/a
2018	Mar 31, 2019	$278M	$230M	15	6	6	n/a	n/a
2017	Mar 27, 2018	$248M	$142M	16	16	5	n/a	n/a
2016	Mar 17, 2017	$204M	$163M	15	15	n/a	n/a	n/a
2015	Mar 18, 2016	$201M	$182M	18	5	n/a	n/a	n/a
2014	Mar 24, 2015	$254M	$234M	22	16	n/a	n/a	n/a
2013	Mar 14, 2014	$229M	$228M	26	21	n/a	n/a	n/a
2012	Mar 27, 2013	$227M	$227M	18	18	n/a	n/a	n/a
2011	Mar 22, 2012	$265M	$265M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$531M	$488M	8.7%	$381M	11.7%	13	15	2	2

Relationships

Registered with (21)

← DARRELL SCOTT HAYNESAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← Chase EstradaAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← Max William MayAdvisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← AARON RODERICK ESTRADAAdvisorregistration: current employment
Aug 6, 2016 to presentfactForm ADV
← MORGAN JO WEBBAdvisorregistration: current employment
Aug 5, 2016 to presentfactForm ADV
← ANNETTE CHRISTINE HAMILAdvisorregistration: current employment
Mar 15, 2011 to presentfactForm ADV
← JOHN ALLEN CHALKAdvisorregistration: current employment
Jan 19, 2010 to presentfactForm ADV
← MATTHEW JAMES OBERSTAdvisorregistration: current employment
Nov 30, 2009 to presentfactForm ADV
← JEFFREY LEE MCCAINAdvisorregistration: current employment
Nov 20, 2009 to presentfactForm ADV
← JOE NMN WYLIEAdvisorregistration: previous registration
Nov 19, 2009 to Feb 12, 2026factForm ADV
← GARY HENRY VOGELAdvisorregistration: previous registration
Nov 25, 2009 to Dec 31, 2024factForm ADV
← Andrew C EstradaAdvisorregistration: previous registration
Dec 4, 2023 to Apr 17, 2024factForm ADV
← Tiffany S TaylorAdvisorregistration: previous registration
Nov 20, 2009 to Apr 7, 2023factForm ADV
← KATHRYN ANN ALLENAdvisorregistration: previous registration
Dec 18, 2018 to Oct 5, 2020factForm ADV
← Tyisha Marie WolfeAdvisorregistration: previous registration
Aug 16, 2017 to Feb 13, 2018factForm ADV
← KATHERINE ELAINE NOLTEAdvisorregistration: previous registration
Nov 18, 2009 to May 17, 2017factForm ADV
← THOMAS HARLAN KYLEAdvisorregistration: previous registration
Nov 20, 2009 to Jul 1, 2016factForm ADV
← JONATHAN NEWMANAdvisorregistration: previous registration
Aug 18, 2014 to Nov 13, 2015factForm ADV
← CLAYTON JAMES MAHONEAdvisorregistration: previous registration
Sep 10, 2010 to Sep 15, 2015factForm ADV
← JARED BRANDON SNIDERAdvisorregistration: previous registration
Nov 1, 2013 to Apr 7, 2014factForm ADV
← WESLEY RAGAN YOUNGAdvisorregistration: previous registration
Jan 19, 2010 to Dec 9, 2010factForm ADV

Controls (1)

← CHALK, JOHN, ALLENOwnerMEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 22, 2012 to Nov 26, 2024factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
Joe Nmn Wylie left Trinity Portfolio Advisors, Llc for Dean Wealth Management, Llc (registered 2026-02-15)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Gary Henry Vogel left Trinity Portfolio Advisors, Llc for Simplicity Wealth (registered 2025-04-11)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2024
Advisor changed firm
Andrew C Estrada left Trinity Portfolio Advisors, Llc for Alliancebernstein L.P. (registered 2024-04-23)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2023
Advisor changed firm
Tiffany S Taylor left Trinity Portfolio Advisors, Llc for Empower Advisory Group, Llc (registered 2023-07-11)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Trinity Portfolio Advisors, Llc reported RAUM $316.4M, up 73% from $183.3M (2021-03-23 to 2022-03-25)
Form ADVobserved 6 days ago
$133M
Occurred
Mar 23, 2021
Regulatory AUM changed
Trinity Portfolio Advisors, Llc reported RAUM $183.3M, down 42% from $314.7M (2020-06-16 to 2021-03-23)
Form ADVobserved 6 days ago
$-131M
Occurred
Mar 31, 2019
Control person left
Wayne Dee Cullum (Member/Chief Compliance Officer) no longer on Schedule A of Trinity Portfolio Advisors, Llc (listed 2018-03-27, absent 2019-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1727e6c3-5639-a2bd-a9fd-1474f83d7e9a
First observed: Mar 22, 2012
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRINITY PORTFOLIO ADVISORS, LLC

CRD 151721

SOUTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1727e6c3-5639-a2bd-a9fd-1474f83d7e9a

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY LEE MCCAIN

n/a

SOUTHLAKE, TX

MATTHEW JAMES OBERST

n/a

SOUTHLAKE, TX | PLANO, TX

JOHN ALLEN CHALK

n/a

SOUTHLAKE, TX | SIX MILE, SC

ANNETTE CHRISTINE HAMIL

n/a

SOUTHLAKE, TX

n/a

MORGAN JO WEBB

Certified Financial Planner

SOUTHLAKE, TX

AARON RODERICK ESTRADA

n/a

SOUTHLAKE, TX

Max William May

n/a

SOUTHLAKE, TX

n/a

Chase Estrada

n/a

SOUTHLAKE, TX

n/a

DARRELL SCOTT HAYNES

Certified Financial Planner

Granbury, TX | SOUTHLAKE, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHALK, JOHN, ALLEN

MEMBER / CHIEF COMPLIANCE OFFICER

yes

09/2009

Mar 22, 2012

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANNETTE HAMIL

n/a

JOE WYLIE

n/a

JOHN A. CHALK, JR.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

FORT WORTH

United States

Plano

United States

Tyler

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$531M

$459M

n/a

2024

Apr 16, 2025

$488M

$373M

n/a

2023

Mar 1, 2024

$453M

$320M

n/a

2022

Mar 29, 2023

$381M

$290M

n/a

2021

Mar 25, 2022

$316M

$229M

n/a

2020

Mar 23, 2021

$183M

$129M

n/a

2019

Mar 6, 2020

$315M

$222M

n/a

2018

Mar 31, 2019

$278M

$230M

n/a

2017

Mar 27, 2018

$248M

$142M

n/a

2016

Mar 17, 2017

$204M

$163M

n/a

2015

Mar 18, 2016

$201M

$182M

n/a

2014

Mar 24, 2015

$254M

$234M

n/a

2013

Mar 14, 2014

$229M

$228M

n/a

2012

Mar 27, 2013

$227M

n/a

2011

Mar 22, 2012

$265M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$531M

$488M

8.7%

$381M

11.7%