DFX Intelligence

R••••• G••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R••••• G••••• L••••••••

Advisor at S••••• A•••• M••••••••• L•••••

TROY, MI | Webster Groves, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Jun 8, 2022	n/a	yes	TROY, MI\|Webster Groves, MO	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Apr 21, 2021	Jun 7, 2022	no	Kirkwood, MO\|Webster Groves, MO\|ANN ARBOR, MI\|Webster Groves, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	S••••• A•••• M••••••••• L•••••	Jun 7, 2022	Jun 8, 2022	1	Firm change	Ibd to RIA
D•••••• L••• S••••• L••	C••••••• A•••• M••••••••• L••	Apr 21, 2021	Apr 21, 2021

Relationships

Registered with (4)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Jun 8, 2022 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 21, 2021 to Jun 7, 2022factForm ADV
→ D•••••• L••• S••••• L••Registered adviserregistration: previous registration
Aug 8, 2019 to Apr 21, 2021factForm ADV
→ C••••••• A••••••• N••••••• L••

Dated events

Order

Occurred
7 Jun 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 20, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.