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RIA / WealthAdvisorCertified Financial Planner13 years in industry

MARK MEENA ANDRAOS

Advisor at REGENCY WEALTH MANAGEMENT

RAMSEY, NJ

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Search this name across graphsid dfx:ria:6225fcba-0bcb-138c-b72b-5d24d342b90a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGENCY WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 28, 2013
First registration: Jun 17, 2013
Dual registered: no
Other names: MARK ANDRAOS
IAPD individual key: 6132242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGENCY WEALTH MANAGEMENT	Independent wealth	Feb 14, 2019	n/a	yes	RAMSEY, NJ	Current employment
OBSIDIAN CIO LLC	Asset manager	May 2, 2018	Jan 4, 2019	no	NEW YORK, NY	Previous registration
HELLER WEALTH ADVISORS, LLC.	Former SEC adviser	May 27, 2014	Apr 2, 2018	no	SUMMIT, NJ	Previous registration
PRESTIGE WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Jun 17, 2013	Apr 15, 2014	no	FLEMINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OBSIDIAN CIO LLC	REGENCY WEALTH MANAGEMENT	Jan 4, 2019	Feb 14, 2019	41	Firm change	Other
HELLER WEALTH ADVISORS, LLC.	OBSIDIAN CIO LLC	Apr 2, 2018	May 2, 2018	30	Firm change	Other
PRESTIGE WEALTH MANAGEMENT GROUP, LLC	HELLER WEALTH ADVISORS, LLC.	Apr 15, 2014	May 27, 2014	42	Firm change	Other

Relationships

Registered with (4)

→ REGENCY WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 14, 2019 to presentfactForm ADV
→ OBSIDIAN CIO LLCRegistered adviserregistration: previous registration
May 2, 2018 to Jan 4, 2019factForm ADV
→ HELLER WEALTH ADVISORS, LLC.Registered adviserregistration: previous registration
May 27, 2014 to Apr 2, 2018factForm ADV
→ PRESTIGE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Jun 17, 2013 to Apr 15, 2014factForm ADV

Dated events

No dated event names this entity yet.