RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• M•••• A••••••
- R•••••• W••••• M••••••••• independent RIA currentsince Feb 14, 2019 · Ramsey, Nj
- O••••••• C•• L•• asset managerMay 2, 2018 to Jan 4, 2019 · New York, Ny
- H••••• W••••• A•••••••• L••• formerMay 27, 2014 to Apr 2, 2018 · Summit, Nj
- P••••••• W••••• M••••••••• G••••• L•• independent RIAJun 17, 2013 to Apr 15, 2014 · Flemington, Nj
- O••••••• C•• L•• to R•••••• W••••• M•••••••••left Jan 4, 2019, registered Feb 14, 2019 (41 days) · Other
- H••••• W••••• A•••••••• L••• to O••••••• C•• L••left Apr 2, 2018, registered May 2, 2018 (30 days) · Other
- P••••••• W••••• M••••••••• G••••• L•• to H••••• W••••• A•••••••• L•••left Apr 15, 2014, registered May 27, 2014 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address