DFX Intelligence

J•••• G•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• G•••••• N••••

Advisor at D••••••

Mount Pleasant, SC | PHOENIX, AZ

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Search this name across graphsid dfx:ria:622bb989-617e-dc08-f19a-445345240ae0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	Mar 23, 2026	n/a	yes	Mount Pleasant, SC\|PHOENIX, AZ	Current employment
P•••• C•••••• F••••••••	Mixed wealth	Oct 1, 2021	Mar 24, 2026	no	Mount Pleasant, SC\|OVERLAND PARK, KS\|CHARLESTON, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• F••••••••	D••••••	Mar 24, 2026	Mar 23, 2026	-1	Firm change	RIA to RIA
E•••••• F•••••••• E••••••	P•••• C•••••• F••••••••	Oct 8, 2021	Oct 1, 2021

Relationships

Registered with (6)

→ D••••••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ P•••• C•••••• F••••••••Registered adviserregistration: previous registration
Oct 1, 2021 to Mar 24, 2026factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Oct 23, 2017 to Oct 8, 2021factForm ADV
→ M•• S••••••••• I•••Registered adviser

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:622bb989-617e-dc08-f19a-445345240ae0
First observed: Apr 4, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.