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Advisor at RETIREMENT MANAGEMENT SYSTEMS
LEONARDTOWN, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT MANAGEMENT SYSTEMS | Independent wealth | Mar 12, 2018 | n/a | yes | LEONARDTOWN, MD | Current employment |
| SCARBOROUGH CAPITAL MANAGEMENT | Independent wealth | Jan 15, 2014 | Dec 31, 2018 | no | ANNAPOLIS, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Nov 18, 2009 | Jan 29, 2014 | no | ANNAPOLIS, MD | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 29, 2008 | Jul 30, 2009 | no | LINTHICUM HEIGHTS, MD | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 11, 2006 | Apr 28, 2008 | no | TOWSON, MD|SEVERNA PARK, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | May 5, 2004 | Apr 27, 2005 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCARBOROUGH CAPITAL MANAGEMENT | RETIREMENT MANAGEMENT SYSTEMS | Dec 31, 2018 | Mar 12, 2018 | -294 | Firm change after gap | RIA to RIA |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | SCARBOROUGH CAPITAL MANAGEMENT | Jan 29, 2014 | Jan 15, 2014 | -14 | Channel change | Other |
| VALIC FINANCIAL ADVISORS, INC. | SCARBOROUGH CAPITAL MANAGEMENT, INC. | Jul 30, 2009 | Nov 18, 2009 | 111 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | VALIC FINANCIAL ADVISORS, INC. | Apr 28, 2008 | Apr 29, 2008 | 1 | Firm change | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Apr 27, 2005 | Jan 11, 2006 | 259 | Firm change | Other |