RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••• B•••••••
- R••••••••• M••••••••• S•••••• independent RIA currentsince Mar 12, 2018 · Leonardtown, Md
- S••••••••• C•••••• M••••••••• independent RIAJan 15, 2014 to Dec 31, 2018 · Annapolis, Md
- S••••••••• C•••••• M••••••••• I••• formerNov 18, 2009 to Jan 29, 2014 · Annapolis, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 29, 2008 to Jul 30, 2009 · Linthicum Heights, Md
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 11, 2006 to Apr 28, 2008 · Towson, Md
- S••••••••• C•••••• M••••••••• I••• formerMay 5, 2004 to Apr 27, 2005 · Annapolis, Md
- S••••••••• C•••••• M••••••••• to R••••••••• M••••••••• S••••••left Dec 31, 2018, registered Mar 12, 2018 (-294 days) · RIA to RIA
- S••••••••• C•••••• M••••••••• I••• to S••••••••• C•••••• M•••••••••left Jan 29, 2014, registered Jan 15, 2014 (-14 days) · channel change inside one enterprise, not a move
- V•••• F•••••••• A•••••••• I••• to S••••••••• C•••••• M••••••••• I•••left Jul 30, 2009, registered Nov 18, 2009 (111 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to V•••• F•••••••• A•••••••• I•••left Apr 28, 2008, registered Apr 29, 2008 (1 days) · Other
- S••••••••• C•••••• M••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 27, 2005, registered Jan 11, 2006 (259 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address