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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ANDREW DAVID MILLER

Advisor at WESTERN WEALTH MANAGEMENT LLC

GOLDEN, CO

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Search this name across graphsid dfx:ria:6233fae7-c22a-41a0-9a72-1afe8ddb7b5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTERN WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 22, 2002
First registration: Nov 4, 2002
Dual registered: yes, broker-dealer
Other names: ANDREW DAVID MILLER|ANDY MILLER
IAPD individual key: 4506431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Jun 22, 2016	n/a	yes	GOLDEN, CO	Current employment
WESTERN WEALTH MANAGEMENT LLC	Former SEC adviser	Aug 15, 2014	Jun 22, 2016	no	GOLDEN, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 7, 2010	Aug 18, 2014	no	LAKEWOOD, CO	Previous registration
Townsend	Independent wealth	Sep 2, 2009	Nov 11, 2009	no	BROOMFIELD, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 4, 2002	Sep 2, 2009	no	LAKEWOOD, CO\|DENVER, CO\|BROOMFIELD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN WEALTH MANAGEMENT LLC	WESTERN WEALTH MANAGEMENT LLC	Jun 22, 2016	Jun 22, 2016	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	WESTERN WEALTH MANAGEMENT LLC	Aug 18, 2014	Aug 15, 2014	-3	Firm change	Other
Townsend	EQUITABLE ADVISORS, LLC	Nov 11, 2009	Jan 7, 2010	57	Firm change	Other
EQUITABLE ADVISORS, LLC	Townsend	Sep 2, 2009	Sep 2, 2009	0	Firm change	Other

Relationships

Registered with (4)

→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 15, 2014 to Jun 22, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2010 to Aug 18, 2014factForm ADV
→ TOWNSENDRegistered adviserregistration: previous registration
Sep 2, 2009 to Nov 11, 2009factForm ADV

Dated events

No dated event names this entity yet.